Danos Group

About the Company

Danos Associates recruits premium Compliance, Financial Crime, Risk, and Legal professionals across the world's leading institutions, enabling them to fulfil their legal, risk & regulatory responsibilities. With offices in London, New York, Hong Kong, and Singapore.

We are a professional, discreet, and personalised Search and Selection firm. We have executed mandates at all business levels in Europe, the Americas, Asia Pacific, the Middle East, and Africa. We cover junior, mid-level and senior appointments on an international basis.

Danos Associates delivers a customised and creative approach to the needs of its clients and candidates. We aim to offer exceptional and consistent quality with a particular focus on delivery - Our success is based on our in-depth market knowledge across Financial Services, Commerce & Industry, and the Regulators.

Our company values are grounded on offering a service based on understanding the unique aims of both clients and candidates from whom our success is entirely dependent. By understanding how they operate and by listening to their needs we can provide a rapid and effective response to the requirements they set us.

The ability to identify and attract top talent in the market to fill executive level positions is an essential component in building a dynamic institution. Clients and candidates who have utilised our services both nationally and internationally, have rewarded the value-added benefits with loyalty and repeat business.

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Hong Kong EA Licence no. 68126

Listed Jobs

Company Name

Danos Group

Job Title

Interim Compliance Advisor – Boutique Investment Bank

Job Description

**Job title:** Interim Compliance Advisor – Boutique Investment Bank **Role Summary:** Provide expert compliance guidance to deal teams in ECM, M&A, and debt advisory. Act as first contact for compliance queries, strengthen governance, and ensure all advisory and transactional activities meet FCA and regulatory standards. **Expectations:** - Deliver timely compliance advice across all deal types. - Influence senior leaders and trade teams to embed a culture of strong conduct. - Keep the firm ahead of FCA regulatory developments and apply them to operations. **Key Responsibilities:** - Serve as primary compliance point of contact for ECM, M&A, and debt advisory deals. - Advise on conflicts of interest, market abuse, insider lists, deal wall management, client categorisation, inducements, market soundings, and research distribution. - Support transaction committees and execution processes with practical compliance input. - Review and update compliance manuals and procedures to align with current regulation and best practice. - Provide targeted training to front‑office teams to embed compliance culture. - Monitor FCA regulatory developments and advise senior leadership on impacts. **Required Skills:** - Extensive experience as a compliance advisor within an investment bank, advisory firm, or regulated environment. - Proven track record supporting ECM, M&A, and debt advisory transactions. - Deep knowledge of FCA rules and frameworks for corporate finance and advisory services. - Expertise in managing market conduct risks, conflict resolution, disclosure obligations, and governance processes. - Excellent written and verbal communication; credibility to influence senior management and deal teams. - Strong analytical, drafting, and training skills. **Required Education & Certifications:** - Qualified as a Chartered Financial Analyst (CFA), Certified Regulatory Compliance Manager (CRCM), or equivalent regulatory certification. - Bachelor’s degree in Law, Finance, Economics, or related field.

London, United kingdom

Hybrid

21-09-2025

Company Name

Danos Group

Job Title

Operational Risk Analyst

Job Description

Job title: Operational Risk Analyst Role Summary: Provide analytical and documentation support to the operational risk function of a UK asset management and pension organization. Deliver insights on operational risk events, maintain risk policies, and aid in the embedding of an enterprise risk framework across business units. Expectations: • Deliver high‑quality risk analysis and reporting on a weekly basis. • Collaborate with various business functions to identify and investigate operational risk events. • Keep risk documentation current and ensure alignment with regulatory and internal standards. • Work effectively within a cross‑functional risk management team and produce outputs for senior committees. Key Responsibilities: - Gather, prepare, and analyze operational risk data and information for risk oversight. - Capture, investigate root causes, assess impact, and track remediation actions for operational risk events. - Maintain and update risk documentation (policies, procedures, guidance documents, RCSAs). - Assist the Head of Operational Risk in embedding the operational risk framework across the organization. - Produce risk metrics, MI, and reports for committees and senior stakeholders. Required Skills: - Proven experience in operational risk or a broader risk‑focused role. - Strong analytical and investigative skills with a keen attention to detail. - Excellent written and verbal communication, capable of preparing clear documentation and presentations. - Proactive, self‑motivated “can‑do” attitude and ability to work independently and as part of a team. - Comfortable working with cross‑functional stakeholders and presenting findings to senior management. Required Education & Certifications: - Minimum of a bachelor’s degree in Finance, Economics, Risk Management, or related field. - Professional risk or financial services certifications (e.g., FRM, PRM, RIMS, GARP, or equivalent) desirable.

Bristol, United kingdom

Hybrid

29-10-2025