Designed Wealth Management

www.designedwealthmanagement.ca

2 Jobs

145 Employees

About the Company

Design. The process of creating a financial plan or investment portfolio. Designed. Planned for a specific purpose. Transparent and unique. Creating the optimum advisor experience for advisors and their clients.

We are focused on ensuring advisors can serve their clients without conflicting goals and pressures. We work closely with advisors and portfolio managers to address their top priorities in serving their clients’ needs and provide meaningful insights into practice management. We are designed to support an advisors’ growing practice to help them provide the best advice and service to their clients. With strong core values, and committed staff, we seek excellence in serving the Canadian marketplace.

Listed Jobs

Company Name: Designed Wealth Management
Job Title: Portfolio Manager Supervisor
Job Description: Job title: Portfolio Manager Supervisor Role Summary: In a wealth‑management firm, oversee client account approvals, trade supervision, and pre‑approval of portfolio manager advice. Manage bulk trading, pooled fund processing, and compliance with regulatory requirements. Drive process improvements, cross‑functional reporting, and continuous learning while ensuring operational standards. Expectations: Deliver accurate, compliant approvals for new and updated client accounts. Apply Tier 1 or Tier 2 supervision protocols. Maintain high audit and regulatory readiness. Work collaboratively across functions, prioritize critical tasks, and adapt to evolving compliance landscape. Key Responsibilities: - Approve new client accounts and account updates per rules and regulations. - Conduct suitability assessments and perform Tier 1/Tier 2 supervision on trades. - Pre‑approve advice by Associate Portfolio Managers. - Process bulk trades and pooled fund transactions. - Handle trade commission processing and related reporting. - Enforce standard operating procedures and daily operational requirements. - Identify and implement compliance‑driven operational efficiencies. - Engage in cross‑functional reporting, audit, and review projects. - Participate in continuous education to become subject matter expert. Required Skills: - Strong analytical and risk‑assessment capability. - Decision‑making under regulatory constraints. - Excellent organizational and prioritization skills. - Attention to detail and accuracy in fast‑paced environments. - Effective communication with internal stakeholders. - Adaptability to changing regulatory and market conditions. Required Education & Certifications: - Bachelor’s degree in Business Administration, Finance, or related field. - Successful completion of Payroll Manager Supervisor proficiency, including CFA or CIM. - Completed Investment Dealers Supervisors Course (IDSC) or current enrollment. - Registration as a Portfolio Manager Supervisor (or eligibility to register). - Minimum 5 years of investment industry experience in compliance, supervision, or similar roles.

Company Name: Designed Wealth Management
Job Title: Compliance Associate
Job Description: **Job title** Compliance Associate **Role Summary** Conduct regulatory oversight and client‑account compliance for an investment dealer. Review new account openings, account updates, and trade suitability. Facilitate bulk trade orders, commission processing, and regulatory reporting. Identify process efficiencies and support cross‑functional audit and reporting projects. **Expectations** * 2+ years in the investment industry, including supervisory regulatory knowledge. * CIRO Supervisor registration and completion of IDSC, CSC, CPH courses. * Strong analytical skills, attention to detail, and ability to work independently in a fast‑paced environment. * Adapt to evolving regulations and drive continuous improvement initiatives. **Key Responsibilities** 1. Review and approve new client accounts and update requests in line with CIRO rules. 2. Assess trade suitability, perform required supervision, and review trade blotters. 3. Prepare and submit bulk trade orders. 4. Coordinate with transitioning advisors on sales and compliance guidance. 5. Interface with financial processes (e.g., commissions) for regulatory reporting. 6. Identify and implement compliance‑related process improvements and operational efficiencies. 7. Engage in continuous learning to become a subject‑matter expert. 8. Participate in cross‑functional reporting, audit, and review projects. **Required Skills** * Regulatory compliance and trade supervision knowledge. * Proficiency in compliance software (Dataphile experience preferred). * Strong analytical, critical‑thinking, and decision‑making abilities. * Detail‑oriented, efficient in a dynamic environment. * Effective communication and collaboration across teams. **Required Education & Certifications** * Bachelor’s degree in Business Administration, Finance, or related field. * CIRO Supervisor registration. * Completion of Investment Dealers Supervisors Course (IDSC), Certified Securities Compliance (CSC), and Canadian Professional Hedge Fund (CPH) courses.